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Long-term vision wished for in government research investments

The government presents a research and innovation bill once every government term, and for the current term it will be presented in December 2024. But the ministers responsible have already announced that there will be a total investment of SEK 6.5 billion in annual increases.

That’s a lot of money – in fact, it’s one of the largest investments in recent decades. In 2023, direct government funding will amount to SEK 22.8 billion and total external research funding (government, private, national and international) will amount to SEK 29.3 billion.

Given that research policy did not seem to be a priority in the Tidö cooperation and that there are so many areas that need investment, it is very positive news that so much money is being invested in Swedish research. The government has also shown when and how it intends to distribute the investments. The new funds will be added in stages, with SEK 1.5 billion in 2025 and, as I said, SEK 6.5 billion in 2028.

Of the SEK 6.5 billion, just under SEK 4.9 billion will go to the research councils (VR, Formas, Forte) as well as Vinnova, Rise and the Swedish National Space Board. Just over SEK 1.6 billion will be distributed as increased basic grants to universities and colleges. VR alone will receive a larger increase (just over SEK 2.5 billion) than the higher education sector as a whole. One assumption is that this includes specific funding for large national research infrastructures.

This means that overall external funding for universities will increase. We currently have 62 per cent external funding, and with reasonable success in relation to the additional funding, this percentage will increase in the future.

A high proportion of external funding means a lot of quality-assured allocations, but also considerable transaction costs. There are many judgments to be made and, as always, the question is where the optimal balance lies: When does quality assured funding at project level cost more than the quality gain that this model of funding provides? I think we passed that point a long time ago.

Now that the government has decided to further increase external funding at the expense of basic funding, I would still like to see some innovations in the way research funding organisations work.

Large and long-term funding packages, perhaps focused on broader themes defined by researchers, preferably in collaboration between different higher education institutions; or

strong research career grants that give the most successful researchers more time to freely build successful research environments; or

investment in specific technology areas for the long-term development of innovation capacity, research and scale-up. The key words are long term, long term and long term!

Renewal of skills gives hope for the future

The green transition was the theme of the Sweden Indo-Pacific Business Summit organised in Singapore in early December. As usual, it was noted that the threats to the climate are clearly verified in research and that the emerging threats require a transition at a faster pace than before.

The theme of the discussions was how research, innovation, education and talent hunting can, or must, contribute to the transition. As usual, all of us who attend these conferences say the right things, show an awareness of the problems, and then go home with the wrong priorities because there are so many other short-term problems on the agenda.

However, one hope for the future is that the younger generation, which was also represented, has a much stronger feeling and higher level of ambition regarding the need for change than the older generation as a whole. It is also encouraging to see how successful research actually contributes to the transition here and now and how innovative educational programs create the conditions for the gradual renewal of skills in society to work with broader systemic issues of importance to the climate. A lot is actually happening at the universities, not least KTH, which is of crucial importance for the future. Research and education are truly a factory of the future.

Climate is important, but the transition also involves many other things that are important for the sustainability of society. Energy efficiencies, new materials, new digital solutions and sustainable urban planning contribute in many different ways to conserving the planet’s resources and contributing to the green transition.

In addition to the high-level meeting, with a few hundred participants from Sweden and Southeast Asia, we also visited Nanyang Technical University (NTU) and A-Star in Singapore. NTU is an important and strategic partner to KTH and, like many Swedish companies, Singapore can serve as a hub for many other collaborations in the region. Our hope is to be able to expand the already successful postgraduate education cooperation with NTU and to also develop forms for a deeper collaboration with A-Star’s research lab, which in many respects has similar development agendas as we have.

The interface that generates future solutions

In recent weeks, I have had the privilege of attending several seminars that demonstrate in words, but above all in action, the importance of cross-disciplinary and cross-university collaboration.

An interdisciplinary approach is often the way forward to find solutions to complex problems where a number of different aspects are highlighted based on each researcher’s disciplinary domicile.

At the annual Baltic Sea Seminar held a few weeks ago, researchers presented studies showing the environmental problems of the Baltic Sea, but also different solutions to save the sea. These included everything from recreating spawning grounds for predatory fish, using sensor technology for monitoring, wind-powered modern ships and, not least, developing aquaculture and so-called blue food.

When the presentations were linked together, it was clear how different scientific disciplines, each in their own way, contribute to understanding the complex marine environment in the Baltic Sea, the relationship between the marine environment and activities on land and how new technology can be used to create new sustainable solutions that also provide great added value to society.

In medical technology, KTH and KI jointly run MedTechLab and within this collaboration, several innovative and scientifically successful projects are conducted in collaboration between KTH, KI and clinical activities. One example involves technology for imaging cancer tumours so that they can be detected earlier and with better precision by doctors. Technology development, diagnostics and medical science need to work together.

Another example is the mapping of nerve impulses to eventually influence nerve pathways and cure diseases such as rheumatism or other inflammatory diseases through new medical devices. Mathematics, engineering, medical science and clinical activities Mathematics, engineering, medical science and clinical activities are involved in the project to contribute to the common goal of better health and quality of life through more precise medical treatment.

Last week the Franco-Swedish Research Days focused on nuclear energy. Here, too, many disciplines are working together to create the conditions for the nuclear reactors of the future, which will be modular and safer than today’s systems. This also includes legislation, license assessments and cooperation between authorities as an important part of the problem complex that needs scientific contributions to improve society’s long-term energy supply.

It is easy to feel a strong sense of confidence in the ability of universities to contribute to the climate transition and a better society when you see progress that is based on truly interdisciplinary working methods where deep scientific disciplinary expertise is developed and utilized. For KTH it feels almost like a badge of honor to be able to work in this way.

Spotify for research – a possible path towards more open science?

Open science is extremely important – not just for the democratisation of research, but also for the quality, progress and, not least, cost-effectiveness of publications.

The term ‘open science’ refers partly to open access to scientific publications and partly to open access to research data. Both aspects have their specific challenges to consider and are currently being debated in many parts of the sector, both nationally and internationally. The Swedish government has commissioned the National Library of Sweden to develop national guidelines for open science by 1 January 2024. Recently, a two-day conference was held on the theme under the title Open Science from policy to practice in which KTH was involved.

When it comes to scientific publications, there are financial gains that publishing firms now risk losing out on if the research community can build new, innovative digital solutions for scientific publication. The conventional model is that the universities pay for the research to be conducted, then the researchers help quality assure articles submitted for assessment (often without being paid) and then the same researchers have to pay to read the articles once they have been published.

The publishing industry is therefore protecting its business models and is naturally reluctant to change. In the past, the universities have paid to access and read the articles, while nowadays open access to the material is often guaranteed through paying for publication instead. Or in fact, both models still exist, some publications are still closed behind subscription services and others are open by means of publication fees. In practice, there are many variations on how the articles are made available with combinations of open and closed access and different types of fees. The models have names like diamond, green, gold or hybrid.

Whatever the solution, all the attempts to maintain the conventional, costly model for scientific publication are contrary to the concept of open science, and significant sums are being transferred from research to publishing firms. The publishers’ business models are therefore clear obstacles to open science. In an ideal world, a ‘Spotify revolution’ would take place where the powerful position of the publishing firms is broken, or at least fundamentally changed, and where the research community steps forward and, within the framework of digital solutions, makes research openly available – without compromising on quality and without the publishing firms acting as costly intermediaries.

This is not without its challenges. The quality control that the publishing firms are currently responsible for, the strong ‘brands’ of individual titles and the importance that universities attach to publication data and the impact values of the journals in all kinds of assessment must in that case be managed differently. There are also people who vigorously defend the publication model, and who are prepared to fight for it, while at the same time community-driven publication models are being developed where the researchers themselves are in control of the journals.

We are clearly somewhere in the middle of a transition to open access and we must stand firm so that we do not go back to costly models, where the only change is in the method of charging high fees from subscription to publication. The transition is being driven at both national and European level by research funders and political decision-makers, although we still lack a clear disruptor capable of fundamentally changing the conditions.

Beyond the horizon in Europe 

The EU’s ninth framework programme, Horizon Europe, runs 2021–2027. It will soon be time for a mid-term review, and discussions regarding the tenth framework programme are already under way.

There have been framework programmes for research (and innovation) within the EU system since 1984, and they have become an increasingly important source of research funding. The current programme encompasses EUR 95 billion over seven years. And while Europe is certainly a big place, that is a lot of money.

The three pillars of the programme are Excellent Science, Global Challenges and European Industrial Competitiveness (e.g. health and climate), and Innovative Europe. As representatives of the universities, we have many access points into the various pillars, based on research issues, partnerships and forms of funding.

This was very clear during a two-day stay in Brussels.  KTH, Karolinska Institute and Stockholm University jointly make up the University Alliance Stockholm Trio, part of which includes having a shared office in Brussels. The trio also has a research funding collaboration. Taken together, the presence in Brussels and the research funding can be important resources for increasing success within the framework programme. Together, we already have just under 40 per cent of all the funding coming into Sweden via the programme, but of course there’s always scope for more.

During the visit to Brussels, we met people at the Commission and the many organisations that work in lobbying and monitoring, and we attended the Science Business conference. It was very clear that the research profiles represented by the Stockholm Trio were of great interest in Brussels. Sustainable development was discussed at every meeting (!), linked for example to digitalization, health, climate and other areas. What we are doing at KTH and within the Stockholm Trio is of genuine relevance also to the European political system.

One of the key points for the future is to increase the proportion of funding awarded via the European Research Council (part of the Excellent Science pillar), so as to expand the scope of excellent research.

Another is to continue efforts to include non-EU countries in the programme, such as Canada, New Zealand and South Korea. This is a clear signal that research is, by nature, global. The parts of the programme that focus on special societal challenges should have a distinct element of scientific research to ensure that it is possible to find solutions to the major issues.