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Good initiatives in the research bill – but more freedom on the wish list

The government has recently presented the Research and Innovation Bill for the current parliamentary term. It bears the promising title ‘Research and Innovation for the Future, Curiosity and Benefit’.

The bill means that a total of SEK 6.5 billion will be allocated to Swedish research when the initiatives are fully implemented in 2028. These are significant resources. Several important initiatives will go to STEM (science, technology, engineering and mathematics), infrastructure and research excellence. Life sciences, quantum, AI, space, batteries, cyber security and research infrastructure are some of the areas that will receive specific funding. In addition, several frontier technologies will receive funding opportunities.

It is good to see such a significant increase in funding at a time when many other policy areas are in need of increased funding. If you like, you can read the bill as part of Sweden’s response to an increasingly complicated world situation and growing tensions between Europe and the other major continents competing for global influence. Free basic research and success in translating research into application are also important instruments for freedom, democracy and independence!

Of course, there is always a Christmas wish list, and I thought I would share my higher education policy wish list with you this year.

In one package, I hope to see stronger core funding for university research and, in the longer term, greater control over resources so that we can take clearer responsibility for long-term and strategic funding of research.
This has not been fully included in the bill, although there is a significant increase in funding, albeit via external research funding bodies. KTH has traditionally been successful in this competition, and we are driven by excellence, so I am sure that the outcome will be positive for us in the long term, which is a good thing.

But the Research Bill shows that even the increase in basic funding is controlled to an extent that we are not used to, and it has to be said that this makes it more difficult for us to take responsibility and create long-term stable conditions for the most excellent research. So it’s a bit worrying that the proportion of external funding is increasing, and that the proportion that goes directly to universities is largely externally directed, so while it’s great to see large increases in funding for the sector, we’re concerned about the increased governance.

An alternative and freer way of running universities would fit well into another package. And just such an inquiry is announced in the Bill. The government writes that it will set up an inquiry to analyse the appropriateness of the form of authority we currently have for state universities. This is a good thing.

The third package I would like to see is a completely new model for the provision of premises to universities, which would free us from the stranglehold of the current model with Akademiska Hus.
If this was not in the package, there could have been a special compensation to offset the rising costs of premises in recent years. None of this is in the bill, so it is not so good.

Another thing on the wish list is more attention to the need for coordinated investment in research and innovation to create a broader strategic research and innovation agenda for Sweden. This is included in various parts of the bill, including under the heading of clusters of excellence for high technology, which is a good thing.

Efforts to increase the attractiveness and mobility of university activities are also on the wish list. A small package of this kind has also been included, with studies on migration law and proposals for changes to facilitate international recruitment. That’s good!

All in all, there were many gifts that went our way, even if some were missing. In any case, it’s now time to take a break and celebrate the holidays.

So I would like to take this opportunity to wish you all a Merry Christmas and a Happy New Year!

AI – a responsibility and an opportunity for everyone

There is a lot of talk about AI these days. Since the introduction of easily accessible tools that use AI language models, interest has grown significantly. However, the technology to mimic some form of human intelligence is not new.

This year’s Physics Prize was shared between John J. Hopfield and Geoffrey Hinton for discoveries further back in time that had a major impact on the development of AI, paving the way for the AI that is now increasingly fundamental to scientific work and everyday life.

The AI Commission has also recently presented its roadmap for Sweden, outlining the risks, needs and opportunities it sees for our country. Sweden has the prerequisites, but is at risk of falling behind, and therefore needs to invest heavily in AI in order to secure our position and also to be able to contribute to the long-term development of AI.

At KTH, we have solid experience and a lot of relevant research in this field. Hundreds of researchers are also using AI every day in areas such as energy, transport, health and social planning. AI will affect and change all research and education in a profound way.

To name just a few of the many examples of exciting research with AI at KTH, there are examples such as detecting early signs of infection in babies before it breaks out. Another example is applications in neuroscience and how to track how immune cells in our brains change their shape and respond to environmental signals, even before neurological symptoms appear, such as in Parkinson’s disease.

Efforts must also be made to manage the risks associated with AI. These include the risk of data moving unchecked in global networks in ways we do not want, for example in geopolitical terms. There is also the risk of AI ‘taking over’, a risk that Nobel Laureate Geoffrey Hinton has articulated by saying ‘we have no idea whether we can stay in control’.

However, the solution is not to try to stop development; what is needed is free and independent research that addresses the major issues raised by AI in a responsible and ethically sustainable way. There are, of course, issues of pure technological development, but also issues that have more to do with the use and consequences of AI. As AI in one way or another characterizes science in general and is no longer a separate subject, this is a responsibility that rests on the shoulders of many researchers and a great responsibility for us as a university community.

Layered governance makes things unnecessarily complicated

In government, there is often a well-intentioned desire to do the right thing. It is taxpayers’ money that is being handled, and it is important to be constantly vigilant about how it is spent. This requires transparency and control of activities to ensure that high ambitions for quality, resource efficiency, effectiveness and legal certainty are put into practice. But can it be too much of good things?

From time to time, attention is also drawn to the effectiveness of supervisory and control systems. The question is whether the resources spent on control are commensurate with what is achieved in terms of improved quality or resource efficiency.

In addition to the activities to be carried out within each authority, the state also wants to achieve general objectives related to things like environmental sustainability, gender equality, permanent archive management, zero tolerance of victimisation or discrimination, GDPR, security protection, etc. These are all legitimate objectives and, for one reason or another, necessary values to uphold.

In recent years, the consequences of this layered governance have been problematized, including in reports by the SUHF. In addition, the relevant minister has expressed ambitions to reduce bureaucratic micromanagement, and the Swedish Agency for Public Management has consequently been tasked with examining the consequences for higher education institutions in particular.

In addition to the control, oversight or audit mechanisms that result from the above, each authority, including universities, needs to ensure that the organisation makes decisions in the right way, deals with different issues in a legally sound way, or ensures that different requirements are dealt with in accordance with the applicable regulations. This gives rise to policies, procedures and other governing documents that either refine externally imposed requirements or add new locally defined requirements.

The SUHF report published earlier this year by Ahlbäck Öberg and Boberg states on the last page that “…university managers should take greater responsibility for pointing out the excessive demands that the current state control entails, and that they should also ensure that their own university is not overburdened with administrative tasks that crowd out core activities.

In other words, it is high time to do two things.

First, the overburdening of universities in the form of burdens, controls and requirements of all kinds needs to be recognised (and reduced). When all is said and done, the result is not a more efficient operation with higher quality, but a heavier bureaucracy that risks reducing the amount of resources that actually go to core activities. This is wrong!

Second, the universities themselves need to look at how governance is organised.

What needs to be governed should be governed in a sensible way. Where things need to be done equally, they should be done equally. But there are also times when the level of detail in governance is too high, and the arrangements that are decided locally become overly complicated and resource-intensive, and tend to contribute to more bureaucracy rather than more quality in the organisation. This is also wrong!

Removing a rule, reducing the level of detail or cutting back on reporting also means that there is confidence that the organization is doing the right thing.

University career systems play an important role in the working environment

One of the biggest challenges for universities in Sweden is the high level of external funding. Today, just over 60 per cent of research funding is won in a competitive bidding process.

Our staff work hard to apply for money, follow up and report on grants to a variety of funders with different requirements for follow-up, different rules for how the money can be used, different rules for covering overheads and requirements for co-financing. We are good at this!

However, a challenging consequence of the funding system is that it is difficult for universities to be really good employers. Although we know with a fair degree of certainty that funding will come to the university through external funders, it is difficult to know in advance exactly what we will be funded for and on what terms.

At the same time, there is a strong expectation that universities will provide secure conditions and predictable career paths for our academic staff. In other words, the combination of a lot of sometimes short-term external funding and the need for long-term favourable conditions for our academic staff is not the easiest to solve.

During the year, KTH has investigated how we should structure our career system and also how different categories of academic employment outside the career system should be described.

The aim is to be able to offer clear conditions for all our academic positions and to take long-term financial responsibility for the positions we offer. Not everyone can have everything, but everyone can know what applies to the category to which they belong.

Universities also offer a large number of fixed-term positions in the form of PhD studentships, post-docs and assistant professorships. It is generally accepted that academic careers are built on such positions, which eventually lead to tenure. However, even with fixed-term contracts, it is important that the terms and conditions are clear.

Universities have a great deal of freedom in shaping the career system, although there are some legal and regulatory constraints. This freedom also brings with it a great deal of responsibility and, as I said, the somewhat challenging question of how to combine a high proportion of external funding with secure and predictable employment conditions. One of KTH’s goals is to create an attractive, inclusive and equal working environment. The career system is an important part of achieving this.

Investing in tech research and innovation can turn the tide for Europe

There have been a number of high-profile reports recently showing that Europe is lagging behind both the United States and Asian countries – perhaps especially China – in terms of competitiveness. This is also reflected in the development of research, where investment in research is particularly strong in China.

But at the same time, there are both possible and necessary actions to reverse the trend, where investment in research, innovation and new technologies can form the basis for a future leading position for Europe.

According to the Draghi report published in September, Europe’s competitiveness situation is precarious.

Increasing the pace of innovation, lowering energy prices and reducing dependency in an unstable environment are key elements of the analysis. It calls for strong investment in innovation and new technologies, as well as a reform of the EU’s Horizon Europe research programme, which runs until 2027.

Among other things, it is proposed that the research programme should focus on fewer areas and prioritise them, better coordinate research and development investments through a common Research and Innovation Union, and improve funding and facilitate start-ups and scale-ups in the European market.

Another proposal mentioned in a report on the EU’s market published this spring is for a fifth freedom, i.e. in addition to the free movement of goods, services, capital and people, the freedom to conduct research, knowledge, innovation and education across borders.

This is also highlighted as an important way to strengthen Europe’s competitiveness in the report of the European Commission’s Expert Group for the Evaluation of EU Research Programme. Sykvia Schwaag Serger, Professor and CEO of IVA, is the lead author.

The report proposes a number of measures, including doubling the budget for future EU research programmes to €220 billion over seven years.

The report’s authors also call for a “coherent chain” that supports research and innovation results at every stage, from early research to market introduction, so that good ideas can be brought to market more quickly. In an opinion piece, they write: “Strengthening the EU Framework Programme is, in our view, the best investment we can make in the future of our continent, for competitiveness, for security and for sustainability”.

At the European level, KTH is part of the CESAER network, which focused on these issues at its recent meeting in Glasgow. The network brings together some 50 technical universities from 26 countries to discuss how our part of society can best contribute. It was clear from these discussions that the picture painted by Draghi and others is shared by many countries and universities. It is crucial that European programmes are based on this kind of analysis and are able to prioritise research and innovation.

But how can KTH contribute specifically and how can Sweden’s space and contribution to a strong Europe be formulated?

First and foremost, some muscle is needed at the national level to be able to coordinate coordinated investments in cutting-edge research and innovation in selected critical technology areas. Hopefully, future legislation and government initiatives will learn from the many recent policy reports.

Larger, coherent and long-term initiatives would be preferable to many small and scattered ones. A concerted use of different instruments is needed, from graduate schools and research infrastructure to venture capital and scale-up opportunities for new technologies.

As one of Europe’s leading higher education institutions, we are not only important for Sweden and Europe to make a change, we are also a necessary part of the conversation about how best to do it.